About Global Markets
Global Markets and Global Banking are BNP Paribas’ capital markets
business within Corporate & Institutional Banking (CIB), delivering
solutions across asset classes, and industry-leading services for clients
including Institutional, corporate, private banks and retail distribution
networks. Our Portugal Platform (Porto and Lisbon) is a major HUB in Europe and
certainly unique in the country by its size and its scope of activity, with all
Front Office roles present (Trading, Sales, Research, Structuring, Quant &
Engineering, Business Dev and Support, Marketing & Client Support, Risk
Management, Data Analytics and Machine Learning
Your Main Activities Are
- Monitor the electronic
communications of GB staff in scope of surveillance; - Escalate potential breaches
to the relevant Business Lines, Conduct Representatives, Compliance, or others
in line with the FOCS Escalation Procedure; - Ensure escalation results
are documented, recorded and reported to the relevant stakeholders and
Management; - Contribute to the continuous
improvement of the effectiveness and efficiency of the FOCS surveillance
set-up, including but not limited to: - Suggestions to help refine
keywords / expressions to ensure effective monitoring; - Collaborate and maintain a
good relationship with the rest of the FOCS team, Compliance, the Business and
other - Act professionally at all
times and comply with the ethical standards and conduct expected by BNP Paribas
and other relevant regulatory authorities; - Comply with all applicable
legal, regulatory and Group’s internal compliance requirements as well as Code
of Conduct including, especially, Financial Security, Fight against Corruption,
Know Your Customer, Due Diligence, Client Interest Protection, Market
Integrity, Professional Ethics and Respect for colleagues.
Profile and Skills to Success
- Bachelor’s degree or higher,
in economics, banking, finance or related studies - Experience and good
knowledge of Financial Markets, Capital Markets, Debt Markets, Risk or Control
Functions; - Communicate clearly and
concisely both verbally and in writing. - Fluency in English and
another European language - Good team spirit and
excellent interpersonal skills - Demonstrates a good
awareness of risk and fundamental risk concepts. - Understanding of Market
Abuse and Conduct risks is considered a plus
About the Team
BNP
Paribas has established a First Line of Defence Surveillance function within
Corporate and Institutional Banking (CIB), Global Markets (GM) and Global
Banking (GB) Front Office, under the remit of CIB GM/GB Chief Conduct and
Control Officer (CCCO). This
function, the Front Office Conduct Surveillance (FOCS) Officer, monitors today
both Global Banking and Global Markets Business Lines (GBLs) electronic
communications of our clients and competitors with the objective of deterring,
detecting and preventing Market Abuse and Conduct Risk breaches. We also now
monitoring front office staff in Financial Institutions Coverage (FIC) Group. This
is a position with high exposure that allows development of skills in
monitoring and risk management. The scope will be to monitor electronic
communications of GB staff to ensure compliance with appropriate rules,
regulations, company policies and procedures, while being compliant at all
times with internal rules and regulations applicable to surveillance
activities.
#LI-Hybrid
Why joining BNP Paribas?
· Leading banking institution
BNP Paribas is the European Union’s leading bank, and key player in
international banking. It operates in 63 countries and has nearly 183.000 employees,
including more than 146.000 in Europe.
· Our presence in Portugal
In Portugal since 1985, BNP Paribas today has more than 8.700 employees,
distributed across the Group’s 10 business entities established in the country.
Its presence also extends to 11 excellence centres providing value-added
services to various countries where the BNP Paribas Group also operates.
· International reach
Thanks to its
international presence and regular and close collaboration among its different
entities, BNP Paribas has the resources to support all clients with financing,
investment, savings and protection solutions that help make their projects a
success. BNP Paribas holds key positions in its three core operating divisions:
- , a division that brings together all of the Group’s
retail activities and specialised business lines; - that include specialised businesses offering a wide
range of savings, investment and protection services; - division that offers tailored
financial solutions for corporate and institutional clients.
· Diversity and Inclusion commitment
BNP Paribas is
an equal opportunity employer and proud to provide equal employment opportunity
to all job seekers. We are actively committed to ensuring that no individual is
discriminated against on the grounds of age, disability, gender reassignment,
marriage or civil partnership status, pregnancy and maternity/paternity, race,
religion or belief, sex or sexual orientation. Equity and diversity are at the
core of our recruitment policy because we believe that they foster creativity
and efficiency, which in turn increase performance and productivity. We strive
to reflect the society we live in, while keeping with the image of our clients.
· Commitment towards work/life balance
At BNP Paribas
we care about our employees wellbeing and promote a culture of good integration
between work and rest. We believe our employees have rich personal lives
outside of work, being fundamental to be disconnected from work to recharge
both physically and mentally. Only through this balance we may all be at our
best while working.
· Remote Working Conditions
At BNP Paribas,
we embrace a Smart Working framework based on trust, autonomy and
collaboration. Within this framework, eligible employees can benefit from
flexible remote working modalities adapted to our hybrid working environment.
To guarantee a comfortable and efficient working set-up, eligible employees are
provided with both the office and home equipment, are entitled to an equipment
allowance and can benefit from exclusive partnerships to purchase additional
equipment at reduced prices.
To find out more
on why you should join BNP Paribas visit https://bnpp.lk/why-BNP-Paribas-Portugal
*
Please note that only applications submitted in English will be considered.
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In case you are selected for this role, further documentation will be requested
to support your hiring process.